ESOP Services

ESOP Plan Sponsor Services

  • Plan design in conjunction with client's other service providers
  • Full-service recordkeeping and administration
  • Reporting and disclosure
  • Compliance testing
  • Anti-abuse testing when applicable
  • Consulting
  • Repurchase liability studies prepared in-house
  • Plan sponsor communication and training
  • Employee meetings for communication and education
  • Website services:
    • Document archiving
    • Customized forms online
    • Online plan sponsor newsletters and other messages available
    • Audit Support
      • Annual allocation report
      • Trust report and financial statements
      • IRS Form 5500
      • Summary Annual Report (SAR)
    • Customized on-demand reporting
    • Distribution processing
    • Diversification reporting

ESOP Participant Services

  • Annual participation statements
  • Education and communication
  • Website services:
    • Account balances
    • Personal census data
    • On-demand participant statements
    • Historical statements
    • Beneficiary data
    • Distribution requests
    • Summary Plan Description (SPD)
    • Summary Annual Report (SAR)
  • In-house bilingual call center

Learn more about Swerdlin

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Why Swerdlin?

Although we have clients nationwide, we're still a family company at heart. 

Featured page thumbnail

Our Services

Swerdlin provides services for all types of retirement and cafeteria plans to clients nationwide. Learn how we can help you!

Featured page thumbnail

Resources

Click here for our collection of forms, calculators, useful links, and frequently asked questions.

Featured page thumbnail

Our Values

Balance. Integrity. Relationships. Development. 

Why Swerdlin?

Although we have clients nationwide, we're still a family company at heart. 

Our Services

Swerdlin provides services for all types of retirement and cafeteria plans to clients nationwide. Learn how we can help you!

Resources

Click here for our collection of forms, calculators, useful links, and frequently asked questions.

Our Values

Balance. Integrity. Relationships. Development.